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Schatten class operators on exponential weighted Bergman spaces
Journal of Inequalities and Applications volume 2023, Article number: 129 (2023)
Abstract
In this paper, we study Toeplitz and Hankel operators on exponential weighted Bergman spaces. For \(0< p<\infty \), we obtain sufficient and necessary conditions for Toeplitz and Hankel operators to belong to Schatten-p class by the averaging functions of symbols. For a continuous increasing convex function h, the Schatten-h class Toeplitz and Hankel operators are also characterized.
1 Introduction
Let \(\mathbb{D}=\{z\in \mathbb{C}~|~|z|<1\}\) be the unit disk in the complex plane \(\mathbb{C}\) and \(dA(z)=\frac{dxdy}{\pi}\) be the normalized Lebesgue area measure on \(\mathbb{D}\). Let \(\mathcal{L}\) denote a class (see [2, 13] for more details about the class). A function \(\rho (z)\) is said to be in \(\mathcal{L}\) if \(\rho (z)\) is positive on \(\mathbb{D}\) satisfying the following conditions:
(a) For any \(z\in \mathbb{D}\), there is a constant \(c_{1}>0\) such that \(\rho (z)\leq c_{1} (1-|z|)\).
(b) There is a constant \(c_{2}>0\) such that \(|\rho (z)-\rho (w)|\leq c_{2} |z-w|\), where \(z,w\in \mathbb{D}\).
Write \(A\lesssim B\) for two quantities A and B if there is a constant \(C>0\) such that \(A\leq CB\). Furthermore, \(A\asymp B\) means that both \(A\lesssim B\) and \(B\lesssim A\) are satisfied. A subharmonic function \(\varphi (z)\in C^{2}(\mathbb{D})\) satisfying \((\Delta \varphi (z))^{-1/2}\asymp \rho (z)\) is called \(\varphi \in \mathcal{L}^{*}\), where \(\rho (z)\in \mathcal{L}\) and Δ is the standard Laplace operator.
The Lebesgue space \(L^{p}_{\varphi}~(0< p<\infty )\) consists of all measurable functions f on \(\mathbb{D}\) such that
In particular, \(L^{\infty}_{\varphi} \) consists of all measurable functions f on \(\mathbb{D}\) such that
Now let \(\mathcal {H}(\mathbb{D})\) be the space of analytic functions in the unit disk \(\mathbb{D}\). The exponential weighted Bergman spaces \(A^{p}_{\varphi}=L^{p}_{\varphi}\cap \mathcal{H}(\mathbb{D})\). When \(1\leq p\leq \infty \), \(A^{p}_{\varphi}\) is a Banach space, and \(A^{p}_{\varphi}\) is a Fréchet space if \(0< p<1\).
Notice that \(A_{\varphi}^{2}\) is a reproducing kernel Hilbert space, and hence there is a function \(K_{\varphi ,z}\in A_{\varphi}^{2}\) such that the orthogonal projection P from \(L_{\varphi}^{2}\) to \(A_{\varphi}^{2}\) can be represented as
See [3, 13]. The function \(K_{\varphi ,z}(\cdot )\) is called the reproducing kernel of Bergman space \(A_{\varphi}^{2}\) and has the property that \(K_{\varphi ,z}(w)=\overline{K_{\varphi ,w}(z)}\) for every \(z,w\in \mathbb{D}\). It follows from [3, Theorems 4.1 and 4.2] that, for \(\varphi \in \mathcal{E}\) and \(1\leq p\leq \infty \), the Bergman projection \(P: L^{p}_{\varphi}\rightarrow A^{p}_{\varphi}\) is bounded.
For a positive Borel measure μ on \(\mathbb{D}\) and a measurable function f, the Toeplitz operator and Hankel operator are defined respectively by
and
The pioneering work on this class of exponential weighted Bergman spaces was done by Oleinik and Perelman [14]. Throughout this paper, we call these spaces \(\mathcal {O}\mathcal {P}\mathcal {S}\). Later, has attracted much attention. In [12], Lin and Rochberg characterized the boundedness and compactness of Hankel operators on exponential weighted Bergman spaces. To further study these spaces, Lin and Rochberg [13] gave the necessary and sufficient conditions for Schatten-p class Toeplitz (or Hankel) operators when \(1\leq p<\infty \). Furthermore, for \(0< p<1\), the sufficient condition for Schatten class membership of the Toeplitz operator was obtained as well. In [3, 4], Arroussi and Pau studied the dual space and estimates of the reproducing kernel.
Borichev, Dhuez, and Kellay [5] introduced another exponential weighted Bergman spaces. The authors, in [2], showed the Schatten class membership of the Toeplitz operator on spaces introduced by [5]. Hu, Lv, and Schuster [8] characterized a new kind of space, which contains these exponential weighted Bergman spaces considered in [5], write \(\mathcal{HLS}\) for simplicity. Indeed, the spaces \(\mathcal{HLS}\) differ from the spaces in this paper, see [8]. In [9], Hu and Pau gave bounded and compact Hankel operators associated with general symbols. Zhang, Wang and Hu [17] showed the boundedness and compactness of Toeplitz operators with positive symbols acting between different spaces \(\mathcal{HLS}\), and Schatten-p class membership. Recently, in [16], the authors studied the sufficient and necessary conditions for Schatten-p class membership of Hankel operators associated with general symbols on \(\mathcal{HLS}\).
For \(0< p<\infty \), by using averaging functions, we obtain the sufficient and necessary conditions for Schatten-p class membership of Toeplitz operators with positive symbols and Hankel operators with general symbols on \(\mathcal {O}\mathcal {P}\mathcal {S}\). These results fill the research gap of [13]. Generally speaking, the difficulty in such problems lies in the characterization of \(0< p<1\). For this goal, we need more tools than [13]. Schatten-h class membership of operators is an important generalization of Schatten-p class operators, and it is interesting to study Schatten-h class membership. We refer to [1] and the relevant references therein for a brief account on Schatten-h class. In this paper, we explore Schatten-h class Toeplitz and Hankel operators on the spaces. Such properties of Hankel operators are not yet known in the existing literature.
By [8, Theorem 3.2], the following estimate holds for the reproducing kernel in this space: there exist constants \(C,\sigma >0\) such that
where \(d_{\rho}(z,w)\) is the Bergman metric induced by reproducing kernel. However, the reproducing kernel in \(\mathcal {O}\mathcal {P}\mathcal {S}\) does not have the similar estimate, which brings more obstacles to the research in this paper.
The paper is organized as follows. In Sect. 2, we give some basic notation and lemmas. In Sect. 3, we show the sufficient and necessary conditions for Schatten-p class membership of Toeplitz operators with positive symbols, and give the characterization for Schatten-h class membership of Toeplitz operators induced by continuous increasing convex functions. Finally, in Sect. 4, we investigate membership in Schatten-p class Hankel operators with general symbols, and also obtain Schatten-h class properties of Hankel operators.
2 Preliminaries
We begin with giving some basic notation and lemmas. For \(z \in \mathbb{D}\) and \(r>0\), let \(D(z,r)=\{w:|w-z|< r\}\) be the Euclidean disk with radius r and center z. Also, we use \(D^{r}(z)=D(z,r\rho (z))\) to denote the disk with radius \(r\rho (z)\) and center z.
The following lemma is from [3, (2.1)].
Lemma 2.1
Suppose \(\rho \in \mathcal{L}\), \(z \in \mathbb{D}\) and \(w \in D^{\alpha }(z)\), where \(0<\alpha <m_{\rho}=\frac{ \min \{1, c^{-1}_{1} ,c^{-1}_{2}\}}{4}\). Then
It is from [3, Lemma A] that we have the following pointwise estimate.
Lemma 2.2
Suppose \(\varphi \in \mathcal{L}^{*}\), \(0< p<\infty \), \(\beta \in \mathbb{R}\) and \(z\in \mathbb{D}\). Then there exists a constant \(M\geq 1\), for \(f\in \mathcal{H}(\mathbb{D})\) and small enough \(\delta >0\), such that
As we known, the covering lemma is useful for studying Bergman spaces, so does exponential weighted Bergman spaces. The following lemma comes from [2, Lemma B].
Lemma 2.3
Suppose \(\rho \in \mathcal{L}\) and \(0< r< m_{\rho} \). Then there exists a sequence \(\{a_{j}\}_{j=1}^{\infty} \subseteq \mathbb{D}\) satisfying
(a) \(a_{j}\notin D^{r}(a_{k})\), \(k\neq j\).
(b) \(\mathbb{D}=\bigcup _{j=1}^{\infty }D^{r}(a_{j})\).
(c) \(\tilde{D}^{r}(a_{j}) \subseteq D^{3r}(a_{j})\), where \(\tilde{D}^{r}(a_{j})=\bigcup _{z\in D^{r}(a_{j}) }D ^{r}(z) \).
(d) \(\{D^{3r}(a_{j})\}_{j=1}^{\infty}\) is a covering of \(\mathbb{D}\) of finite multiplicity, that is, for any \(z \in \mathbb{D}\),
where N is a positive constant integer.
A sequence \(\{a_{j}\}_{j=1}^{\infty}\) satisfying the above lemma is called the \((\rho ,r)\)-lattice. Furthermore, the conditions \({\mathrm{(a)}}\) and \({\mathrm{(c)}}\) indicate there is a \(s>0\) such that
It is important to investigate pointwise and norm estimates of the reproducing kernels \(K_{\varphi ,z}\) on \(A_{\varphi}^{2}\). The following results are from [3, Lemma B, Theorem 3.1 and (3.1)].
If \(\varphi \in \mathcal{L}^{*}\), \(0< r< m_{\rho}\) and \(w\in D^{r}(z)\), then we have
Lemma 2.4
Suppose \(\varphi \in \mathcal{L}^{*}\) and function ρ satisfies that, if there exist \(b>0\) and \(0< t<1\), for \(z,w\in \mathbb{D}\) and \(|z-w|>b\rho (w)\), such that
then
Definition 2.5
The weight \(\varphi \in \mathcal{L}^{*}\) is called \(\varphi \in \mathcal{E}\) if the function ρ satisfies, for any \(m\geq 1\), there exist constants \(b_{m}>0\) and \(0< t_{m}<1/m\), when \(|z-w|>b_{m} \rho (w)\), such that
Theorem 2.6
If \(\varphi \in \mathcal{E}\), then for any \(M \geq 1\) there is a constant \(C>0\) such that
Proof
See [3, Theorem 3.1]. □
With the help of estimates for the reproducing kernels, we get the following atomic decomposition.
Lemma 2.7
Suppose \(\varphi \in \mathcal{E}\) and \(\{a_{j}\}_{j=1}^{\infty}\) is a (ρ, r)-lattice, where \(0< r\leq m_{\rho}\). Then, if \(\{\lambda _{j}\}_{j=1}^{\infty }\in l^{2}\), we have \(F(z)=\sum_{j=1}^{\infty}\lambda _{j}k_{\varphi ,a_{j}}(z) \in A^{2}_{ \varphi}\) and
where \(k_{\varphi ,w}(z)= \frac{K_{\varphi}(z,w)}{\|K_{\varphi ,w}\|_{\varphi ,2}} \) is called normalized reproducing kernel.
Proof
By (2.5) and Hölder’s inequality, we have
where
It follows from (2.2), (2.5), and [3, Lemma 3.3] that
This together with (2.7), (2.8), and (2.5) implies that
which ends the proof. □
To describe the Schatten-p membership of Hankel operators, we need some auxiliary conclusions. For \(z,w\in \mathbb{D}\), we write
Lemma 2.8
([2, Lemma 4.4])
Let \(\rho \in \mathcal{L}\) and \(\{a_{j}\}_{j}\) be a (ρ, r)-lattice on \(\mathbb{D}\). Then for any \(w\in \mathbb{D}\), the set
contains at most K points of the lattice, where K depends on the positive integer m, but not on the point w.
Lemma 2.9
([2, Lemma 4.5])
Let \(\rho \in \mathcal{L}\), \(r \in (0,m_{\rho}]\) and \(k\in \mathbb{N}^{+}\). Any \((\rho ,r)\)-lattice \(\{a_{j}\}_{j=1}^{\infty}\) on \(\mathbb{D}\), can be partitioned into M subsequences such that, if \(a_{i}\) and \(a_{j}\) are different points in the same subsequence, then \(|a_{i}-a_{j}|\geq 2^{m}r\min \{\rho (a_{i}),\rho (a_{j}) \}\).
Given a positive Borel measure μ on \(\mathbb{D}\) and \(r>0\), the averaging function \(\hat{\mu}_{r}\) with respect to measure μ is defined by
Lemma 2.10
If μ is a positive Borel measure, \(0< p<\infty \) and \(r \in (0,m_{\rho}]\), then
where \(g \in \mathcal{H}(\mathbb{D})\).
Proof
See [7, Lemma 2.4]. □
3 Schatten class Toeplitz operators
In this section, for \(0< p<\infty \), we investigate the sufficient and necessary conditions for Schatten-p class membership of Toeplitz operators with positive measure symbols on \(\mathcal {O}\mathcal {P}\mathcal {S}\). Also, we give the characterization for Schatten-h class membership of Toeplitz operators where h is a continuous increasing convex function.
Let \(T:H_{1} \to H_{2}\) be a bounded linear operator, and write \(s_{j}(T)\) for the singular values of T, where
Here \(\operatorname{rank} (K)\) means the rank of operator K. Recall that the operator T is compact if and only if \(s_{j}(T) \to 0\) whenever \(j \to \infty \). For \(0< p<\infty \), it is called T is in \(S_{p}\) if
and we write \(T \in S_{p}(H_{1},H_{2})\). Futhermore, \(\|\cdot \|_{S_{p}}\) is actually a norm when \(1 \leq p <\infty \) and \(\|\cdot \|_{S_{p}}\) is not, if \(0< p <1\).
Using
and
it is easy to see \(T\in S_{p}\) if and only if \(T^{*}T\in S_{\frac{p}{2}}\).
As we known, the Schatten class of Toeplitz operators with positive measure symbols is an important problem in operator theory, which has been described in many papers (see, for example, [2, 13, 17]). The following theorem is closely related to the main result [2, Theorem 1.2]. To Study the Schatten class of Toeplitz operators, we define the measure \(d\lambda _{\rho}\) by
Theorem 3.1
Suppose \(\varphi \in \mathcal{E}\), \(0< p<\infty \), and μ is a finite positive Borel measure on \(\mathbb{D}\). Then following statements are equivalent:
(a) \(T_{\mu}\in \mathcal{S}_{p}(A_{\varphi}^{2})\).
(b) \(\widehat{\mu}_{\delta}\in L^{p}(\mathbb{D},d\lambda _{\rho})\), where \(\delta \in (0, \alpha _{m}]\).
(c) \(\{\widehat{\mu}_{r}(w_{n})\}_{n}\in l^{p}\), where \(\{\widehat{\mu}_{r}(w_{n})\}_{n}\) is a \((\rho , r)\)-lattice with \(r\in (0, \alpha _{m}]\).
(d) \(\widetilde{\mu}\in L^{p}(\mathbb{D}, d\lambda _{\rho})\), where \(\widetilde{\mu}(w)=\int _{\mathbb{D}}|k_{\varphi ,w}(z)|^{2}\,d\mu (z)\) is the Berezin transform of μ.
Proof
The proof of \({\mathrm{(b)}} \Leftrightarrow {\mathrm{(c)}}\Leftrightarrow {\mathrm{(d)}}\) is similar to [17, Proposition 2.5], and we omit the details here. Indeed, this proof indicates the \(L^{p}\) behavior of averaging function \(\hat{\mu}_{r}\) is independent of r. (That is, for small enough r, \(\|\hat{\mu}_{\delta}\|_{L^{p}}\asymp \|\hat{\mu}_{r}\|_{L^{p}}\) with small enough δ.) The rest part is an analogue of [17, Theorem 5.1], and for the convenience of readers, we give the proof for implication \({\mathrm{(a)}}\Rightarrow{\mathrm{(c)}}\) when \(0< p<1\).
Assume the Toeplitz operator \(T_{\mu}\) is in \(\mathcal{S}_{p}(A_{\varphi}^{2})\). Let \(\{w_{n} \}\) be a \((\rho ,r)\)-lattice with \(r\in (0, m_{\rho}]\) sufficiently small. Set a large enough integer \(m\geq 2\), by Lemma 2.9, the lattice \(\{w_{n} \}\) can be devided into Γ subsequences such that
where \(w_{i}\) and \(w_{j}\) are in the same subsequence. Let \(\{a_{n} \}\) be such a subsequence, and measure ν be defined by
where \(\chi _{n}\) is the characteristic function of \(D^{r}(a_{n})\). Disks \(D^{r}(a_{n})\) are pairwise disjoints since \(m\geq 2\). Note that \(T_{\mu}\in \mathcal{S}_{p}(A_{\varphi}^{2})\) and \(0 \leq \nu \leq \mu \), thus \(0 \leq T_{\nu} \leq T_{\mu}\), and then \(T_{\nu}\in \mathcal{S}_{p}(A_{\varphi}^{2})\) and \(\Vert T_{\nu} \Vert _{\mathcal{S}_{p}(A_{\varphi}^{2})} \leq \Vert T_{\mu} \Vert _{\mathcal{S}_{p}(A_{\varphi}^{2})}\).
Let \(\{e_{n}\}\) be an orthonormal basis for \(A_{\varphi}^{2}\). Consider an operator G on \(A_{\varphi}^{2}\) as
It follows from Lemma 2.7 that G is bounded on \(A_{\varphi}^{2}\), then \(T=G^{\ast}T_{\nu}G\) is in \(\mathcal{S}_{p}(A_{\varphi}^{2})\) and
By (3.3) and
we have
We now take a decomposition of the operator T as \(T=T_{1}+T_{2}\), where \(T_{1}\) is the diagonal operator defined by
and \(T_{2}=T-T_{1}\) is the non-diagonal part. Using Rotfel’d inequality (see [15]), we see
Notice that \(T_{1}\) is a positive diagonal operator, this together with the definition of ν, (2.1), (2.4), and (2.5) gives
For \(0 < p < 1\), [18, Proposition 1.29] and Lemma 2.3 show
If \(n \neq k\), then \(|a_{n}-a_{k}|\geq 2^{m}r\min (\rho (a_{n}),\rho (a_{k}) )\). Hence, for \(\xi \in D^{r}(a_{j})\), we get either
Therefore, for any \(\xi \in D^{r}(a_{j})\), we may assume \(|a_{n}-\xi |\geq 2^{m-2}r\min (\rho (a_{n}),\rho (\xi ) )\).
For any \(n,k\in \mathbb{N}^{+}\), set
This, combined with (3.7), yields
Let M be large enough. Here M is from Theorem 2.6. Applying \(|a_{n}-\xi |\geq 2^{m-2}r \min (\rho (a_{n}),\rho (\xi ) )\), we have
And hence,
It follows from (2.4), (2.5), and (2.6) that
By joining (3.9), (3.10), and Lemma 2.1, we obtain
Applying Lemmas 2.1, 2.2, and 2.3 (c), for \(\xi \in D^{r}(a_{j})\), we conclude
where
The analogous reasons indicate
So, for M large enough, we have
And hence, for \(0 < p < 1\),
Now (3.8) can be estimated further as
On the other hand, by the definition of \(S_{k}(a_{j})\), we see
We claim that
For this goal, by (2.4), (2.1), and Lemma 2.3 (d), for some \(r_{0}>0\), we get
Taking M in Theorem 2.6 such that \(Mp/2-2>0\), then
where
By Lemma 2.3, for \(j=0,1,2, \ldots \) , when \(a_{k} \in D^{r_{0}2^{j+1}}(z)\), we obtain
So
and hence (3.13) holds by (3.14) and the following estimate
Bearing in mind (3.13), (3.12) can be estimated as
Similarly,
By joining (3.15), (3.16), and (3.11), for integer \(m>0\) large enough, we get
This together with (3.6) and (3.5) yields
Since the above estimate holds for each of the Γ subsequences \(\{w_{n}\}\), we finally obtain
by (3.4), which finishes this proof. □
We are going to describe the Schatten-h class Toeplitz operators. See [1] and the references therein for details about the Schatten-h class. We give first the following analogous definition.
Definition 3.2
Let T be a compact operator and \(h:\mathbb{R}^{+}\rightarrow \mathbb{R}^{+}\) be a continuous increasing convex function. We say that \(T\in S_{h}\) if there is a positive constant c such that
Similar to [1], we get the following consequence.
Theorem 3.3
Suppose \(h:\mathbb{R}^{+}\rightarrow \mathbb{R}^{+}\) is a continuous increasing convex function, and μ is a positive Borel measure such that Toeplitz operator \(T_{\mu}:A^{2}_{\varphi}\rightarrow A^{2}_{\varphi}\) is compact. Then \(T_{\mu}\in S_{h}\) if and only if there exists a constant \(c>0\) such that
Proof
Assume that \(T_{\mu}\in S_{h}\). Then there exists \(c>0\) such that
Let \(\{e_{k}\}_{k=1}^{\infty}\) be an orthonormal basis for \(A^{2}_{\varphi}\), and
where \(s_{k}\) is the singular value sequence of \(T_{\mu}\). With the help of
the convexity of h, Jensen’s inequality, (2.4), and (2.5), we have
Conversely, if there exists \(c>0\) such that \(\int _{\mathbb{D}} h(c\tilde{\mu}(z))\rho ^{-2}(z)\,dA(z)<\infty \), then it follows from (2.4) and (2.5) that
Notice that
then by Jensen’s inequality again we get
which gives \(T_{\mu}\in S_{h}\). This completes the proof. □
4 Schatten class Hankel operators
This section devotes to studying membership in Schatten ideals of Hankel operators with general symbols. First, when \(0< p<\infty \), we get the sufficient and necessary conditions for Hankel operators are in Schatten-p class. Here we mainly discuss case \(0< p<1\), see case \(1\leq p<\infty \) in [13]. Next, for a continuous increasing convex function h, we obtain the sufficient and necessary conditions for Hankel operators to be in Schatten-h class. This kind of problem is new for Hankel operators.
Lemma 4.1
If A and B are bounded linear operators, \(p \in (0,1)\), then
Proof
See [6]. □
Let \(L^{2}_{\mathrm{loc}}(\mathbb{D})\) denote the space consists of locally square integrable Lebesgue measurable functions on \(\mathbb{D}\). If \(f \in L^{2}_{\mathrm{loc}}(\mathbb{D})\) and \(z \in \mathbb{D}\), \(G_{r}(f)(z)\) is defined by
where \(\mathcal{H}(D^{r}(z))\) is the analytic functions space on \(D^{r}(z)\). For \(z \in \mathbb{D}\), \(f \in L^{2}(D^{r}(z),dA)\) and \(r>0\), the averaging function of \(|f|\) on \(D^{r}(z)\) is defined by
Indeed, \(M_{r}(f)(z)=(\widehat{|f|^{2}}_{r})^{1/2}\).
Lemma 4.2
For \(z \in \mathbb{D}\), \(f \in L^{2}(D^{r}(z),dA)\), and \(r>0\), there exists an \(h \in \mathcal{H}(D^{r}(z))\) such that
Proof
The proof is similar to [11, Lemma 3.3]. □
For \(z \in \mathbb{D}\) and \(r>0\), let
denote the Bergman space on \(D^{r}(z)\). Let \(B_{z,r}\) denote Bergman projection induced by the reproducing kernel of \(A^{2}(D^{r}(z),dA)\). As we known, \(B_{z,r}\) is bounded and \(B_{z,r}h=h\), where \(h \in A^{2}(D^{r}(z),dA)\). The following consequence is similar to [11, Lemma 3.4] with \(q=2\).
Lemma 4.3
For \(z \in \mathbb{D}\) and \(r>0\), if \(f \in L^{2}(D^{r}(z),dA)\), then we have
Proof
Taking h from Lemma 4.2, we have \(h \in A^{2}(D^{r}(z),dA)\) since \(f \in L^{2}_{\mathrm{loc}}(\mathbb{D})\). Then \(B_{z,r}h=h\). By trigonometric inequality and Lemma 4.2,
It is obvious that \(G_{r}(f)(z) \leq M_{r}(f-B_{z,r}(f))(z)\), and hence this proof is complete. □
Given \(r>0\), let \(\{a_{j}\}_{j=1}^{\infty}\) be a \((\rho ,r/3)\)-lattice, \(J_{z}=\{j:z \in D^{r}(a_{j})\}\), and \(|J_{z}|\) be the number of elements of \(J_{z}\). By (2.3), \(1 \leq |J_{z}| \leq N\). Let \(\{\psi _{j}\}_{j=1}^{\infty}\) denote the unit decomposition induced by \(\{D^{r/3}(a_{j})\}_{j=1}^{\infty}\), that is,
By (2.1), it is easy to see
Given \(f \in L^{2}_{\mathrm{loc}}(\mathbb{D})\), for \(j=1,2,\dots \), taking \(h_{j} \in \mathcal{H}(D^{r}(a_{j}))\) in Lemma 4.2 such that
Definition 4.4
By the decomposition above, we define
Note that \(f_{1}(z)\) is actually a finite summation for any \(z \in \mathbb{D}\), and by \(\operatorname{supp} \psi _{j} \subseteq D^{r/3}(a_{j}) \subseteq D^{r}(a_{j})\), then \(f_{1}\) is well-defined.
Lemma 4.5
Let \(f \in L^{2}_{\mathrm{loc}}(\mathbb{D})\) and \(r>0\). By (4.4), f admits a decomposition \(f=f_{1}+f_{2}\). Then \(f_{1} \in C^{1}(\mathbb{D})\) and
where \(z \in \mathbb{D}\) and \(C>0\) is independent of f.
Proof
Since \(h_{j} \in \mathcal{H}(D^{r}(a_{j}))\) and \(\psi _{j} \in C^{\infty}(\mathbb{D})\), \(f_{1} \in C^{1}(\mathbb{D})\). For \(z \in \mathbb{D}\), without loss of generality, we may assume \(z \in D^{r/3}(a_{1})\). It is easy to check that \(D^{r/9}(z) \subseteq D^{r}(a_{j})\) whenever \(z \in D^{r/3}(a_{j})\). By \(\sum_{j=1}^{\infty}\bar{\partial} \psi _{j}(z)=0\) and the subharmonic property of \(|h_{j}-h_{1}|\) on \(D^{r/9}(z) \subseteq D^{r}(a_{j})\),
If \(z \in D^{r/3}(a_{j})\), then we have \(D^{r}(a_{j}) \subseteq D^{9r}(z)\), and
Hence,
If \(w \in D^{r/9}(z)\), then \(D^{3r}(w) \subseteq D^{9r}(z)\). Thus, similar to (4.6),
since \(G_{3r}(f)(w) \leq CG_{9r}(f)(z)\) for \(w\in D^{r/9}(z)\).
Using Cauchy–Schwarz inequality,
Therefore,
This finishes the proof. □
Lemma 4.6
Let \(0< p<\infty \) and \(f \in L^{2}_{\mathrm{loc}}(\mathbb{D})\). Then following statements are equivalent:
(a) For some (or any) \(r \leq m_{\rho}\), \(M_{r}(f)(z) \in L^{p}(\mathbb{D},\rho ^{-2}\,dA)\).
(b) For some (or any) \(r \leq m_{\rho}\), \(\{a_{j}\}_{j=1}^{\infty}\) is a \((\rho ,\delta )\)-lattice with \(\delta \leq r\), then the sequence \(\{M_{\delta}(f)(a_{j})\}_{j=1}^{\infty}\in l^{p}\), and
Proof
The proof is an analogue of [17, Proposition 2.4]. □
For \(z \in \mathbb{D}\) and \(r>0\), we denote \(L^{2}(D^{r}(z),e^{-2\varphi}\,dA)=L^{2}_{\varphi}(D^{r}(z))\) and \(A^{2}_{\varphi}(D^{r}(z))=L^{2}_{\varphi}(D^{r}(z))\cap \mathcal{H}(D^{r}(z))\). Let \(P_{z,r}:L^{2}_{\varphi}(D^{r}(z))\rightarrow A^{2}_{\varphi}(D^{r}(z))\) be the projection. Given \(f \in L^{2}_{\varphi}(D^{r}(z))\), we may assume \(P_{z,r}(f)(w)=0\), when \(w \in \mathbb{D}\setminus D^{r}(z)\), it follows that \(P_{z,r}(f)\) is a natural extension on \(\mathbb{D}\). If \(f,g \in L^{2}_{\varphi}\), then it is easy to see \(f,g \in L^{2}_{\varphi}(D^{r}(z))\). Then, for \(f,g \in L^{2}_{\varphi}\), we have \(P^{2}_{z,r}(f)=P_{z,r}(f)\) and \(\langle f,P_{z,r}(g)\rangle =\langle P_{z,r}(f),g\rangle \). Also, if \(h \in A^{2}_{\varphi}\), then \(P_{z,r}(h)=\chi _{D^{r}(z)}h\), and hence
Equivalently,
Lemma 4.7
If \(f,g \in L^{2}_{\varphi}\), then
Proof
See [10, Lemma 5.1]. □
By [13], \(H_{f}:A^{2}_{\varphi }\to L^{2}_{\varphi}\) is bounded if and only if \(G_{r}(f) \in L^{\infty}\). In fact, \(G_{r}(f) \in L^{\infty}\) is independent of r. Further, \(\|G_{r}(f)\|_{L^{\infty}} \asymp \|G_{\delta}(f)\|_{L^{\infty}}\). Suppose \(G_{r}(f) \in L^{\infty}\), it is from Lemma 4.5 that
Hence, the condition \(G_{r}(f) \in L^{\infty}\) is natural in the study of Schatten class membership of Hankel operators.
Lemma 4.8
Suppose \(\varphi \in \mathcal{E}\), \(r\in (0, m_{\rho}]\), \(H_{f}\) is densely defined satisfying \(G_{r}(f) \in L^{\infty}\) and the decomposition \(f=f_{1}+f_{2}\) by Lemma 4.5. Then both \(H_{f_{1}}\) and \(H_{f_{2}}\) are bounded, and
Proof
See [13, Theorem 3.1]. □
Now we are ready for the characterization of Schatten class Hankel operators.
Theorem 4.9
Suppose \(\varphi \in \mathcal{E}\), \(0< p<\infty \), \(0< r\leq m_{\rho}\) and \(H_{f}\) is densely defined satisfying \(G_{r}(f) \in L^{\infty}\). Then following statements are equivalent:
(a) The Hankel operator \(H_{f}\) is in \(S_{p}\).
(b) For some (or any) (ρ, r)-lattice \(\{a_{j}\}_{j=1}^{\infty}\), \(\{G_{r}(f)(a_{j})\}_{j=1}^{\infty }\in l^{p}\).
(c) For some (or any) r, \(G_{r}(f) \in L^{p}(\mathbb{D},\rho ^{-2}\,dA)\).
(d) For some (or any) r, f admits a decomposition \(f=f_{1}+f_{2}\) such that \(f_{1} \in C^{1}(\mathbb{D})\), \(M_{r}(\rho \bar{\partial}f_{1}) \in L^{p}(\mathbb{D},\rho ^{-2}\,dA)\) and \(M_{r}(f_{2}) \in L^{p}(\mathbb{D},\rho ^{-2}\,dA)\).
(e) For some (or any) (ρ, r)-lattice \(\{a_{j}\}_{j=1}^{\infty}\), f admits a decomposition \(f=f_{1}+f_{2}\) such that \(f_{1} \in C^{1}(\mathbb{D})\), \(\{M_{r}(\rho \bar{\partial}f_{1})(a_{j}) \}_{j=1}^{\infty}\in l^{p}\) and \(\{M_{r}(f_{2})(a_{j})\}_{j=1}^{\infty }\in l^{p}\).
Proof
(a) ⇒ (b). We give only the case \(0< p<1\). Let \(\{a_{j}\}_{j=1}^{\infty}\) be a (ρ, r)-lattice. By Lemma 2.9, \(\{a_{j}\}_{j=1}^{\infty}\) can be devided into N subsequences, if \(a_{i}\) and \(a_{j}\) are in the same subsequence, then
In fact, just consider one of subsequences here. Without loss of generality, it is assumed that \(\{a_{j}\}_{j=1}^{\infty}\). For any finite subset \(J\subseteq \mathbb{N}^{+}\), let \(\{e_{j}\}_{j=1}^{\infty}\) be an orthonormal basis for \(A^{2}_{\varphi}\), and
Then, by Parseval’s equality,
It follows from Lemma 2.7 that A is bounded on \(A^{2}_{\varphi}\).
If \(\|\chi _{D^{r}(a_{j})}gk_{\varphi ,a_{j}}-P_{a_{j},r}(gk_{\varphi ,a_{j}})\|_{L^{2}_{ \varphi}} \neq 0\), we let
and \(h_{j}=0\) otherwise. It is easy to see \(\|h_{j}\|^{2}_{\varphi }\leq 1\). Assume \(D^{r}(a_{i}) \cap D^{r}(a_{j}) \neq \emptyset \), then \(|a_{i}-a_{j}| \leq 3r\min \{\rho (a_{i}),\rho (a_{j})\}\). For k large enough, we have \(D^{r}(a_{i}) \cap D^{r}(a_{j}) = \emptyset \) whenever \(i \neq j\). Hence, \(\langle h_{i},h_{j} \rangle =0\) if \(i \neq j\).
Let \(\{c_{j}\}_{j \in J}\) denote nonnegative sequence, we define the operator B by
It is easy to check that B is bounded on \(A^{2}_{\varphi}\), and \(\|B\| \leq \sup_{j \in J}\{c_{j}\}\). It follows that
The application of Lemma 4.1 gives
Taking a decomposition of the operator \(BH_{f}A\) as the diagonal part
and the non-diagonal part
we have, by (3.2),
By Lemma 2.4, there exists a constant \(C>0\) such that for \(z \in D^{r}(a_{j})\)
and hence \(k_{\varphi ,a_{j}}^{-1} \in \mathcal {H}(D^{r}(a_{j}))\). According to Lemma 4.7 and (2.5),
This together with [18, Proposition 1.29], Lemma 4.7, and Cauchy–Schwarz inequality yields
where \(B_{z,r}\) is the projection from \(L^{2}(D^{r}(z))\) to \(A^{2}(D^{r}(z))\). Hence, by Lemma 4.3,
Let \(i,j \in J\) and \(i \neq j\). Then there exists \(w_{j,i} \in \overline{D^{r}(a_{j})}\) such that
This combined with (2.6) and (2.1), for \(z \in D^{r}(a_{j})\), implies
We claim that \(|w_{j,i}-a_{i}|\geq 2^{k-2}r\min (\rho (w_{j,i}),\rho (a_{i}))\). If not, we assume \(|w_{j,i}-a_{i}| \leq 2^{k-2}r \min (\rho (w_{j,i}),\rho (a_{i}))\). By (2.1) and the trigonometric inequality,
and
So \(|a_{j}-a_{i}| < 2^{k}r\min (\rho (a_{j}),\rho (a_{i}))\), which causes a contradiction with (4.11). Thus, for \(z \in D^{r}(a_{j})\),
By joining (4.12) and (4.13), we obtain
Set \(r_{0}=3r\). Fix \(j \in J\), then, for any \(z \in D^{r}(a_{j})\), we have
It is from (2.1) that, for any \(z \in D^{r}(a_{j})\),
When \(2^{n}r_{0}\rho (a_{j})<|a_{j}-a_{i}| \leq 2^{n+1}r_{0}\rho (a_{j})\), we get
For any \(z \in D^{r}(a_{j})\),
It is clear that for \(n=1,2,\dots \), if \(a_{i} \in D^{r_{0}2^{n+1}}(a_{j})\), we have
Hence
Choose \(N-2>1\) such that
So, for \(z \in D^{r}(a_{j})\),
For any \(z \in D^{r}(a_{j})\), by (4.15) and (4.16), we see
Joining (4.14) and the above estimates, we get
Choose k large enough such that
Hence, for any J,
Therefore (a) ⇒ (b) since \(l^{\infty}\) is the dual space of \(l^{1}\).
(b) ⇒ (c). Notice that \(\{a_{j}\}_{j=1}^{\infty}\) is a (ρ, 3r)-lattice if \(\{a_{j}\}_{j=1}^{\infty}\) is a (ρ, r)-lattice. Assume \(\sum_{j=1}^{\infty}G_{3r}(f)(a_{j})^{p} < \infty \). Since \(z \in D^{r}(a_{j})\), \(D^{r}(z) \subseteq D^{3r}(a_{j})\), and hence
(c) ⇒ (d). Suppose \(G_{r}(f)(z) \in L^{p}(\mathbb{D},\rho ^{-2}\,dA)\) and the decomposition \(f=f_{1}+f_{2}\) is from Lemma 4.5, then \(f_{1} \in C^{1}(\mathbb{D})\) and
By Lemma 4.6,
and
(d) ⇔ (e). See Lemma 4.6.
(d) ⇒ (a). To finish this, we let \(M_{f_{2}}\) and \(M_{\rho \bar{\partial}f_{1}}\) denote multiplication operators. Let ϕ be \(f_{2}\) or \(\rho \bar{\partial}f_{1}\). By \(G_{r}(f)(z) \in L^{\infty}\) and Lemma 4.6, \(M_{r}(\phi )(z)\in L^{\infty }\). We next show the operator \(M_{\phi}\) is bounded from \(A^{2}_{\varphi}\) to \(L^{2}_{\varphi}\). Indeed, by Lemma 2.10 with \(p=2\), then for \(g \in A^{2}_{\varphi}\) we have
For any \(g,h \in A^{2}_{\varphi}\),
This gives \(M^{*}_{\phi }M_{\phi}=T_{|\phi |^{2}}\) on \(A^{2}_{\varphi}\). Using [18, Theorem 1.26], we get \(M_{\phi }\in S_{p}\) if and only if \(M^{*}_{\phi }M_{\phi}=T_{|\phi |^{2}} \in S_{p/2}\). By Theorem 3.1, \(T_{|\phi |^{2}} \in S_{p/2}\) if and only if \(\widehat{|\phi |^{2}}_{r}(z) \in L^{p/2}(\mathbb{D}, \rho ^{-2}\,dA)\) if and only if \(M_{r}(\phi )(z) \in L^{p}(\mathbb{D}, \rho ^{-2}\,dA)\), and so \(M_{\phi }\in S_{p}\). Since \(\|H_{f_{1}}(g)\|_{\varphi ,2} \lesssim \|g\rho \bar{\partial}f_{1}\|_{ \varphi ,2}\) and \(\|H_{f_{2}}(g)\|_{\varphi ,2} \lesssim \|f_{2}g\|_{\varphi ,2}\), both \(H_{f_{1}}\) and \(H_{f_{2}}\) are in \(S_{p}\), therefore \(H_{f} \in S_{p}\). This finishes the proof. □
Theorem 4.10
Let \(\varphi \in \mathcal{E}\) and \(h(\sqrt{(\cdot )}):\mathbb{R}^{+}\rightarrow \mathbb{R}^{+}\) be a continuous increasing convex function. Suppose \(H_{f}\) is densely defined satisfying \(G_{r}(f)\in L^{\infty}\). Then following statements are equivalent:
(a) The Hankel operator \(H_{f}\) is in \(S_{h}\).
(b) For some (or any) \(0< r< m_{\rho}\), there exists a constant \(c>0\) such that
Proof
(a) ⇒ (b). Let \(\{e_{j}\}^{\infty}_{j=1}\) be an orthonormal basis for \(A^{2}_{\varphi}\), define
where \(\{a_{j}\}\) is a \((\rho , \frac{r}{3})\)-lattice. It is clear that \(\|T_{g}\|^{2}_{2,\varphi}\lesssim \|g\|^{2}_{2,\varphi}\), and hence T is bounded. By convexity of \(h(\sqrt{(\cdot )})\), \(h(\cdot )\) is a convex function. Let
we have
(b) ⇒ (a). Suppose \(\int _{\mathbb{D}} h(cG_{r}(f)(z))\rho ^{-2}(z)\,dA(z)<\infty \), f admits a decomposition \(f=f_{1}+f_{2}\), where
Here \(\{\psi _{j}\}_{j=1}^{\infty}\) is the unit decomposition induced by \(\{D^{\frac{r}{3}}(a_{j})\}^{\infty}_{j=1}\). Choose \(h_{j}\in \mathcal{H}(D^{r}(a_{j}))\) and \(f\in L^{p}_{\mathrm{loc}}(\mathbb{D})\), \(j=1,2,\ldots\) , such that
then \(f_{1}\in C^{1}(\mathbb{D})\) and
Hence
and
Let θ be \(f_{2}\) or \(\rho \bar{\partial}f_{1}\), and \(M_{\theta}\) be multiplication operator. By \(G_{r}(f)(z)\in L^{\infty}\), \(M_{r}(\theta )(z)\in L^{\infty}\), and so the operator \(M_{\theta}\) is bounded from \(A^{2}_{\varphi}\) to \(L^{2}_{\varphi}\). Note that, for \(g,h\in A^{2}_{\varphi}\),
Hence \(M^{*}_{\theta}M_{\theta}=T_{|\theta |^{2}}\). Since \(M_{\theta}\in S_{h}\) if and only if \(M^{*}_{\theta}M_{\theta}=T_{|\theta |^{2}}\in S_{h(\sqrt{(\cdot )})}\). According to Theorem 3.3 and the convexity of \(h(\sqrt{(\cdot )})\), \(T_{|\theta |^{2}}\in S_{h(\sqrt{(\cdot )})}\) if and only if
It is easy to check that \(\widehat{\mu}_{r}(z)\leq \widetilde{\mu}(z)\), and we claim that
By Jensen’s inequality, the convexity of h and \(\widetilde{\mu}(z)\leq \widetilde{\widehat{\mu}_{r}}(z)\),
Recall that
thus
and hence
So \(M_{\theta}\in S_{h}\). Since \(\|H_{f_{1}}(g)\|_{L^{2}_{\varphi}}\lesssim \|g\rho \bar{\partial}f_{1} \|_{L^{2}_{\varphi}}\) and \(\|H_{f_{2}}(g)\|_{L^{2}_{\varphi}}\lesssim \|f_{2}g\|_{L^{2}_{ \varphi}}\), we have that both \(H_{f_{1}}\) and \(H_{f_{2}}\) are in \(S_{h}\), and therefore \(H_{f}\in S_{h}\). This completes the proof. □
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We thank the referees for carefully reading the paper and providing corrections and suggestions for improvements.
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This work is supported by the National Natural Science Foundation of China (Grant No. 11971125).
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X. Wang and J. Xia wrote the main manuscript text and Y. Liu collected literature. All authors reviewed the manuscript.
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Wang, X., Xia, J. & Liu, Y. Schatten class operators on exponential weighted Bergman spaces. J Inequal Appl 2023, 129 (2023). https://doi.org/10.1186/s13660-023-03031-y
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DOI: https://doi.org/10.1186/s13660-023-03031-y