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Generalized analogs of the Heisenberg uncertainty inequality
Journal of Inequalities and Applications volume 2015, Article number: 168 (2015)
Abstract
We investigate locally compact topological groups for which a generalized analog of the Heisenberg uncertainty inequality hold. In particular, it is shown that this inequality holds for \(\mathbb{R}^{n} \times K\) (where K is a separable unimodular locally compact group of type I), Euclidean motion group and several general classes of nilpotent Lie groups which include thread-like nilpotent Lie groups, 2-NPC nilpotent Lie groups and several low-dimensional nilpotent Lie groups.
1 Introduction
In 1927, Heisenberg presented a principle related to the uncertainties in the measurements of position and momentum of microscopic particles. This principle is known as Heisenberg uncertainty principle and can be stated as follows:
It is impossible to know simultaneously the exact position and momentum of a particle. That is, the more exactly the position is determined, the less known the momentum, and vice versa.
In 1933, Wiener gave the following mathematical formulation of the Heisenberg uncertainty principle:
A nonzero function and its Fourier transform cannot both be sharply localized.
Heisenberg’s uncertainty inequality is a precise quantitative formulation of the above principle.
The Fourier transform of \(f \in L^{1}(\mathbb{R}^{n})\) is given by
where \(\langle{\cdot,\cdot}\rangle\) denotes the usual inner product on \(\mathbb{R}^{n}\). This definition of Fourier transform holds for functions in \(L^{1}(\mathbb{R}^{n}) \cap L^{2}(\mathbb{R}^{n})\). Since \(L^{1}(\mathbb{R}^{n}) \cap L^{2}(\mathbb{R}^{n})\) is dense in \(L^{2}(\mathbb{R}^{n})\), the definition of Fourier transform can be extended to the functions in \(L^{2}(\mathbb{R}^{n})\).
The following theorem gives the Heisenberg uncertainty inequality for the Fourier transform on \(\mathbb{R}^{n}\). For a proof of the theorem, see [1].
Theorem 1.1
For any \(f \in L^{2}(\mathbb{R}^{n})\), we have
where \(\|\cdot\|_{2}\) denotes the \(L^{2}\)-norm and \(\|\cdot\|\) denotes the Euclidean norm.
The Heisenberg uncertainty inequality has been established for the Fourier transform on the Heisenberg group by Thangavelu [2]. Further generalizations of the inequality on the Heisenberg group have been established by Sitaram et al. [3] and Xiao and He [4]. For some more details, see [1].
The inequality given below can be proved using Hölder’s inequality and the inequality (1.1).
Theorem 1.2
For any \(f \in L^{2}(\mathbb{R}^{n})\) and \(a,b \geq1\), we have
where \(\|\cdot\|_{2}\) denotes the \(L^{2}\)-norm and \(\|\cdot\|\) denotes the Euclidean norm.
In Section 2, we shall prove a generalized analog of the Heisenberg uncertainty inequality for \(\mathbb{R}^{n} \times K\), where K is a separable unimodular locally compact group of type I. In the next section, a generalized analog of the Heisenberg uncertainty inequality for the Euclidean motion group \(M(n)\) is proved. The last section deals with a generalized analog of the Heisenberg uncertainty inequality for several general classes of nilpotent Lie groups for which the Hilbert-Schmidt norm of the group Fourier transform \(\pi_{\xi}(f)\) of f attains a particular form. These classes include thread-like nilpotent Lie groups, 2-NPC nilpotent Lie groups and several low-dimensional nilpotent Lie groups.
2 \(\mathbb{R}^{n} \times K\), K a locally compact group
Consider \(G=\mathbb{R}^{n} \times K\), where K is a separable unimodular locally compact group of type I. The Haar measure of G is \(dg=dx \,dk\), where dx is the Lebesgue measure on \(\mathbb{R}^{n}\) and dk is the left Haar measure on K. The dual \(\widehat{G}\) of G is \(\mathbb{R}^{n} \times \widehat{K}\), where \(\widehat{K}\) is the dual space of K.
The Fourier transform of \(f \in L^{2}(G)\) is given by
for \((y,\sigma) \in\mathbb{R}^{n} \times\widehat{K}\).
Theorem 2.1
For any \(f \in L^{2}(\mathbb{R}^{n} \times K)\) (where K is a separable unimodular locally compact group of type I) and \(a,b \geq1\), we have
Proof
Without loss of generality, we may assume that both integrals on the right-hand side of (2.1) are finite.
Given that \(f \in L^{2}(\mathbb{R}^{n} \times K)\), there exists \(A \subseteq K\) of measure zero such that for \(k \in K\setminus A=A'\) (say), we have
For all \(k \in A'\), we define \(f_{k}(x)=f(x,k)\), for every \(x\in\mathbb{R}^{n}\).
Clearly, for all \(k\in A'\), \(f_{k} \in L^{2}(\mathbb{R}^{n})\), and for all \(y \in\mathbb{R}^{n}\),
By Theorem 1.1, we have
Integrating both sides with respect to dk, we obtain
The integral on the L.H.S. is equal to \(\|f\|_{2}^{2}\), so using the Cauchy-Schwarz inequality and Fubini’s theorem, we have
Now, using Hölder’s inequality, we have
which implies
Combining (2.2) and (2.3), we obtain
Since
therefore, \(\mathscr{F}_{1}f \in L^{2}(\mathbb{R}^{n}\times A')\). Therefore, \(\mathscr{F}_{2}\mathscr{F}_{1} f\) is well defined a.e. By approximating \(f\in L^{2}(\mathbb{R}^{n} \times A')\) by functions in \(L^{1}\cap L^{2}(\mathbb{R}^{n}\times A')\), we have
for all \(f \in L^{2}(\mathbb{R}^{n} \times A')\). Applying the Plancherel formula on the locally compact group K, we have
Thus, (2.4) can be written as
Now, again using Hölder’s inequality, we have
which implies
Combining (2.5) and (2.6), we obtain
which implies
 □
3 Euclidean motion group \(M(n)\)
Consider \(M(n)\) to be the semi-direct product of \(\mathbb{R}^{n}\) with \(K=\operatorname{SO}(n)\). The group law is given by
for \(z,w \in\mathbb{R}^{n}\) and \(k,k' \in K\). The group \(M(n)\) is called the motion group of the Euclidean plane \(\mathbb{R}^{n}\).
As in [5], \(M=\operatorname{SO}(n-1)\) can be considered as a subgroup of K leaving the point \(e_{1}=(1,0,0,\ldots,0)\) fixed. All the irreducible unitary representations of \(M(n)\) relevant for the Plancherel formula are parametrized (up to unitary equivalence) by pairs \((\lambda,\sigma)\), where \(\lambda>0\) and \(\sigma\in\widehat {M}\), the unitary dual of M.
Given \(\sigma\in\widehat{M}\) realized on a Hilbert space \(H_{\sigma }\) of dimension \(d_{\sigma}\), consider the space,
Note that \(L^{2}(K,\sigma)\) is a Hilbert space under the inner product
For each \(\lambda>0\) and \(\sigma\in\widehat{M}\), we can define a representation \(\pi_{\lambda,\sigma}\) of \(M(n)\) on \(L^{2}(K,\sigma)\) as follows.
For \(\varphi\in L^{2}(K,\sigma)\), \((z,k)\in M(n)\),
for \(u\in K\).
If \(\varphi_{j}(k)\) are the column vectors of \(\varphi\in L^{2}(K,\sigma )\), then \(\varphi_{j}(uk)=\sigma(u)\varphi_{j}(k)\) for all \(u \in M\). Therefore, \(L^{2}(K,\sigma)\) can be written as the direct sum of \(d_{\sigma}\) copies of \(H(K,\sigma)\), where
It can be shown that \(\pi_{\lambda,\sigma}\) restricted to \(H(K,\sigma)\) is an irreducible unitary representation of \(M(n)\). Moreover, any irreducible unitary representation of \(M(n)\) which is infinite dimensional is unitarily equivalent to one and only one \(\pi _{\lambda,\sigma}\).
The Fourier transform of \(f \in L^{2}(M(n))\) is given by
\(\hat{f}(\lambda,\sigma)\) is a Hilbert-Schmidt operator on \(H(K,\sigma)\).
A solid harmonic of degree m is a polynomial which is homogeneous of degree m and whose Laplacian is zero. The set of all such polynomials will be denoted by \(\mathbb{H}_{m}\) and the restriction of elements of \(\mathbb{H}_{m}\) to \(S^{n-1}\) is denoted by \(S_{m}\). By choosing an orthonormal basis \(\{ g_{mj} : j = 1, 2,\ldots,d_{m}\}\) of \(S_{m}\) for each \(m = 0, 1, 2, \ldots \) , we get an orthonormal basis for \(L^{2}(S^{n-1})\).
The Haar measure on \(M(n)\) is \(dg=dz \,dk\), where dz is Lebesgue measure on \(\mathbb{R}^{n}\) and dk is the normalized Haar measure on \(\operatorname{SO}(n)\).
The Plancherel formula on \(M(n)\) is given as follows (see [6]).
Proposition 3.1
(Plancherel formula)
Let \(f \in L^{2}(M(n))\), then
where \(c_{n}=\frac{2}{2^{n/2} \Gamma (\frac{n}{2} )}\).
We shall now state and prove the following generalized Heisenberg uncertainty inequality for a Fourier transform on \(M(n)\).
Theorem 3.2
For any \(f \in L^{2}(M(n))\) and \(a,b \geq1\), we have
Proof
Consider the norm \(\|\cdot\|\) on \(L^{2}(M(n))\) defined by
This gives us a Banach space \(B=\{f\in L^{2}(G):\|f\|<\infty\}\), which is contained in \(L^{2}(M(n))\) and the space \(\mathcal{S}(M(n))\) of \(C^{\infty}\)-functions which are rapidly decreasing on \(M(n)\) can be shown to be dense in B. It suffices to prove the inequality of Theorem 3.2 for functions in \(\mathcal{S}(M(n))\); it is automatically valid for any \(f\in B\). If \(0\neq f \in L^{2}(M(n))\setminus B\), then the right-hand side of the inequality is always +∞ and the inequality is trivially valid.
Let \(f\in\mathcal{S}(M(n))\). Assuming that both integrals on the right-hand side of (3.1) are finite, we have
For \(k \in K\), we define \(f_{k}(z)=f(z,k)\), for every \(z \in\mathbb {R}^{n}\).
Clearly, \(f_{k} \in L^{2}(\mathbb{R}^{n})\), for all \(k\in K\).
Take \(z=(z_{1},z_{2},\ldots,z_{n})\) and \(w=(w_{1},w_{2},\ldots,w_{n})\).
By the Heisenberg inequality on \(\mathbb{R}^{n}\), we have
Integrating both sides with respect to dk, we get
which implies
Now,
Combining (3.2) and (3.3), we get
Now, using the Plancherel formula on \(\mathbb{R}^{n}\), we have
Since \(\frac{\partial f}{\partial z_{1}}\in\mathcal{S}(M(n))\), we have
for all \(z_{i} \in\mathbb{R}\) and \(k \in K\).
Therefore, \(w_{1}\mathscr{F}_{1} f(w_{1},z_{2},\ldots,z_{n},k)\in L^{2}(\mathbb {R})\) and
for all \(z_{i} \in\mathbb{R}\) and \(k \in K\). Then
which implies
By Proposition 3.1, we obtain
Combining (3.4), (3.5), (3.6), and (3.7), we obtain
For each \(\lambda>0\) and \(\sigma\in\widehat{M}\), consider the representation \(\pi_{\lambda,\sigma}(z,k)\) realized on \(L^{2}(K,\sigma )\) as
Denote \(u=[u_{ij}]_{n\times n}\); we have
Therefore, \(\langle{u^{-1}\cdot e_{1},z}\rangle=\sum_{i=1}^{n}{u_{1i}z_{i}}\).
Since \(f\in\mathcal{S}(M(n))\),
Hence,
Therefore, (3.8) can be written as
Now, again using Hölder’s inequality, we have
which implies
Combining (3.9) and (3.10), we obtain
 □
4 A class of nilpotent Lie groups
In this section, we shall prove the Heisenberg uncertainty inequality for a class of connected, simply connected nilpotent Lie groups G for which the Hilbert-Schmidt norm of the group Fourier transform \(\pi_{\xi}(f)\) of f attains a particular form.
Let \(\mathfrak{g}\) be an n-dimensional real nilpotent Lie algebra, and let \(G=\exp\mathfrak{g}\) be the associated connected and simply connected nilpotent Lie group [7]. Let \(\mathcal{B}=\{ X_{1},X_{2},\ldots,X_{n}\} \) be a strong Malcev basis of \(\mathfrak{g}\) through the ascending central series of \(\mathfrak{g}\). We introduce a ‘norm function’ on G by setting, for \(x=\exp(x_{1}X_{1}+x_{2}X_{2}+\cdots+x_{n}X_{n}) \in G\), \(x_{j}\in\mathbb{R}\),
The composed map
given as
is a diffeomorphism and maps a Lebesgue measure on \(\mathbb{R}^{n}\) to a Haar measure on G. In this manner, we shall always identify \(\mathfrak {g}\), and sometimes G, as sets with \(\mathbb{R}^{n}\). Thus, measurable (integrable) functions on G can be viewed as such functions on \(\mathbb{R}^{n}\).
Let \(\mathfrak{g}^{\ast}\) denote the vector space dual of \(\mathfrak {g}\) and \(\{X_{1}^{\ast},\ldots,X_{n}^{\ast}\}\) the basis of \(\mathfrak{g}^{\ast}\) which is dual to \(\{ X_{1},\ldots,X_{n}\}\). Then \(\{X_{1}^{\ast},\ldots,X_{n}^{\ast}\}\) is a Jordan-Hölder basis for the coadjoint action of G on \(\mathfrak {g}^{\ast}\). We shall identify \(\mathfrak{g}^{\ast}\) with \(\mathbb{R}^{n}\) via the map
and on \(\mathfrak{g}^{\ast}\) we introduce the Euclidean norm relative to the basis \(\{X_{1}^{\ast},\ldots,X_{n}^{\ast}\}\), i.e.
Let \(\mathfrak{g}_{j}=\mathbb{R}\mbox{-} \operatorname{span}\{X_{1},\ldots,X_{n}\}\). For \(\xi \in\mathfrak{g}^{\ast}\), \(\mathcal{O}_{\xi}\) denotes the coadjoint orbit of ξ. An index \(j \in\{ 1,2,\ldots,n\}\) is a jump index for ξ if
We consider
This set contains exactly \(\dim(\mathcal{O}_{l})\) indices. Also, there are two disjoint sets S and T of indices with \(S \cup T =\{1,\ldots,n\}\) and a G-invariant Zariski open set \(\mathcal{U}\) of \(\mathfrak {g}^{\ast}\) such that \(e(\xi)=S\) for all \(\xi\in\mathcal{U}\). We define the Pfaffian \(\operatorname{Pf} (\xi)\) of the skew-symmetric matrix \(M_{S}(\xi)=(\xi([X_{i},X_{j}]))_{i,j\in S}\) as
Let \(V_{S}=\mathbb{R}\mbox{-} \operatorname{span}\{X_{i}^{\ast}: i \in S\}\), \(V_{T}=\mathbb {R}\mbox{-} \operatorname{span}\{X_{i}^{\ast}: i \in T\}\), and dξ be the Lebesgue measure on \(V_{T}\) such that the unit cube spanned by \(\{X_{i}^{\ast}:i \in T\}\) has volume 1. Then \(\mathfrak{g} ^{\ast}=V_{T} \oplus V_{S}\) and \(V_{T}\) meets \(\mathcal{U}\). Let \(\mathcal {W}=\mathcal{U}\cap V_{T}\) be the cross section for the coadjoint orbits through the points in \(\mathcal{U}\). If dξ is the Lebesgue measure on \(\mathcal{W}\), then \(d\mu(\xi )=|\operatorname{Pf} (\xi)| \, d\xi\) is a Plancherel measure for \(\widehat{G}\). The Plancherel formula is given by
where \(\|\pi_{\xi}{(f)}\|_{\mathrm{HS}}\) denotes the Hilbert-Schmidt norm of \(\pi_{\xi}{(f)}\) and dg is the Haar measure on G.
We shall consider the case in which \(\mathcal{W}\) takes the following form:
We denote the vanishing variables by \(\xi_{j_{1}},\xi_{j_{2}},\ldots,\xi _{j_{n-k}}\).
We consider the class of groups for which for all \(\xi\in\mathcal {W}\) and \(f \in L^{2}(G)\) the Hilbert-Schmidt norm \(\|\pi_{\xi}(f)\|_{\mathrm{HS}}^{2}\) has the following form:
where \(\mathscr{F}\) denotes the Fourier transform on \(\mathbb {R}^{n-k}\); h is a function from \(\mathcal{W}\) to \(\mathbb{R}\) which is nonzero on \(\mathcal{W}\) and the functions \(Q_{m}=Q_{m}(\xi_{1},\xi_{2},\ldots,\xi_{m-1})\) with \(2\leq m \leq n\).
We have the following Heisenberg uncertainty inequality for such groups.
Theorem 4.1
For any \(f \in L^{1}\cap L^{2}(G)\) and \(a,b\geq1\), we have
Proof
Assuming both integrals on the right-hand side of (4.1) to be finite, we have
where \(F(x_{1},\ldots,x_{n})=(f\circ\exp) (\sum_{i=1}^{n}{x_{i} X_{i}} )\) which is in \(L^{2}(R^{n})\), \(\widehat{F}\) being its Fourier transform.
By the Heisenberg inequality on \(\mathbb{R}^{n}\), we have
But
Combining (4.2), (4.3), and (4.4), we get
Now, as in the proof of Theorem 3.2, applications of Hölder’s inequality give
and
Combining (4.5), (4.6), and (4.7), we obtain
 □
Example 4.2
We now list several classes that are included in the above general class.
1. For thread-like nilpotent Lie groups (for details, see [8]), we have \(\operatorname{Pf}(\xi)=\xi_{1}\) and
Also, \(\|\pi_{\xi}(f)\|_{\mathrm{HS}}\) is given by
where \(Q_{j}(\xi_{1},0,\xi_{3},\ldots,\xi_{j-1},t)=\sum_{k=1}^{j-1}{\frac{1}{k!} \frac{t^{k}}{\xi_{1}^{k}} \xi_{j-k}}\), for \(3\leq j\leq n-1\).
Thus, for \(h(\xi)=\frac{1}{|\xi_{1}|}=\frac{1}{|\operatorname {Pf}(\xi)|}\), one obtains the Heisenberg uncertainty inequality
2. For 2-NPC nilpotent Lie groups (for details, see [9]), let \(\{0\}=\mathfrak{g}_{0} \subset\mathfrak {g}_{1} \subset\cdots \subset\mathfrak{g}_{n} =\mathfrak{g}\) be a Jordan-Hölder sequence in \(\mathfrak{g}\) such that \(\mathfrak{g}_{m}=\mathfrak{z}(g)\) and \(\mathfrak{h}=\mathfrak {g}_{n-2}\). Let us consider the ideal \([\mathfrak{g},\mathfrak{g} _{m+1}]\) of \(\mathfrak{g}\) which is one or two dimensional in \(\mathfrak{g}\). We discuss the two cases separately:
(a) \(\dim{[\mathfrak{g},\mathfrak{g}_{m+1}]}=2\).
In this case, for every basis \(\{X_{1},X_{2}\}\) of \(\mathfrak{h}\) in \(\mathfrak{g}\) and every \(Y_{1} \in\mathfrak{g}_{m+1}\setminus\mathfrak{z}(\mathfrak {g})\), the vectors \(Z_{1}=[X_{1},Y_{1}]\) and \(Z_{2}=[X_{2},Y_{1}]\) are linearly independent and lie in the center of \(\mathfrak{g}\). Assume that \(\mathfrak{g}_{1}=\mathbb {R}\mbox{-} \operatorname{span}\{Z_{1}\}\), \(\mathfrak{g}_{2}=\mathbb{R} \mbox{-} \operatorname{span}\{Z_{1},Z_{2}\}\). Let \(Z_{3},\ldots,Z_{m}\) be some vectors such that \(\mathfrak{z}(\mathfrak{g})=\mathbb{R}\mbox{-} \operatorname{span}\{Z_{1},\ldots,Z_{m}\}\) and \(\mathcal{B}=\{Z_{1},\ldots,Z_{n}\}\) a Jordan-Hölder basis of \(\mathfrak{g}\) chosen as follows:
-
(i)
\(\mathfrak{z}(\mathfrak{g})=\mathbb{R}\mbox{-} \operatorname{span}\{Z_{1},\ldots ,Z_{m}\}\);
-
(ii)
\(\mathfrak{h}=\mathbb{R}\mbox{-} \operatorname{span}\{Z_{1},\ldots,Z_{n-2}\}\);
-
(iii)
\(\mathfrak{g}=\mathbb{R}\mbox{-} \operatorname{span}\{Z_{1},\ldots,Z_{n-2}, X_{1}=Z_{n-1},X_{2}=Z_{n}\}\).
For \(m_{1}=m+1\) and \(m+2\leq m_{2} \leq n-2\), we denote \(Z_{m_{1}}=Z_{m+1}=Y_{1}\), \(Z_{m_{2}}=Y_{2}\). These vectors can be chosen such that \(\xi_{1}=\xi([X_{1},Y_{1}])\neq0\), \(\xi_{2,2}=\xi([X_{2},Y_{2}])\neq 0\), for all \(\xi\in\mathcal{W}\), where
Also, we have \(\operatorname{Pf}(\xi)=\xi(Z_{1}) \xi([X_{2},Y_{2}])-\xi ([X_{1},Y_{2}]) \xi(Z_{2})\) and \(\|\pi_{\xi}(f)\|_{\mathrm{HS}}\) is given by
where h is the function defined by
\(\xi_{i,j}=\xi([X_{i},Y_{j}])\), \(\tilde{\xi}_{i,j}=\xi([X_{i}(\xi ),Y_{j}])\), and \(P_{j}(\xi,t)\) is a polynomial function with respect to the variables \(t=(t_{1},t_{2})\) and \(\xi_{m+1},\ldots,\xi_{j}\) and rational in the variables \(\xi_{1},\ldots,\xi_{m}\). Thus, one obtains the Heisenberg uncertainty inequality
(b) \(\dim{[\mathfrak{g},\mathfrak{g}_{m+1}]}=1\).
In this case, we have \(\operatorname{Pf}(\xi)=\xi([X_{1},Y_{1}])\cdot \xi([X_{2},Y_{2}])\) and
Also, \(\|\pi_{\xi}(f)\|_{\mathrm{HS}}\) is given by
Thus, for \(h(\xi)=\frac{1}{|\operatorname{Pf}(\xi)|}\), one obtains the Heisenberg uncertainty inequality,
3. For connected, simply connected nilpotent Lie groups \(G=\exp {\mathfrak{g} }\) such that \(\mathfrak{g}(\xi) \subset[\mathfrak{g},\mathfrak {g}]\) for all \(\xi\in\mathcal{U}\) (for details, see [10]), we consider \(S=\{ j_{1}<\cdots<j_{d}\}\) and \(T=\{t_{1}<\cdots<t_{r}\}\) to be the collection of jump and non-jump indices, respectively, with respect to the basis \(\mathcal{B}\). We have \(j_{d}=n\) and
Also, \(\|\pi_{\xi}(f)\|_{\mathrm{HS}}\) is given by
where \(\xi=(\xi_{t_{i}})_{t_{i}\in T}\) and \(w=(w_{j_{i}})_{j_{i}\in S}\). Thus, for \(h(\xi)=\frac{|\xi([X_{j_{1}},X_{n}])|}{|\operatorname {Pf}(\xi)|^{2}}\), one obtains the Heisenberg uncertainty inequality
4. For low-dimensional nilpotent Lie groups of dimension less than or equal to 6 (for details, see [11]) except for \(G_{6,8}\), \(G_{6,12}\), \(G_{6,14}\), \(G_{6,15}\), \(G_{6,17}\), an explicit form of \(\|\pi_{\xi}(f)\|_{\mathrm{HS}}\) can be obtained. Thus, an explicit Heisenberg uncertainty inequality can be written down.
5. The classes mentioned above are distinct. For instance, \(G_{5,5}\) is thread-like nilpotent Lie group, but it does not belong to the class mentioned in item 3. above. Also, \(G_{5,3}\) belongs to the class mentioned in item 3. above, but it is not a thread-like nilpotent Lie group.
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Acknowledgements
The second author was supported by R & D grant of University of Delhi. The authors would like to thank the referees for many valuable suggestions which helped in improving the exposition.
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Bansal, A., Kumar, A. Generalized analogs of the Heisenberg uncertainty inequality. J Inequal Appl 2015, 168 (2015). https://doi.org/10.1186/s13660-015-0691-7
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DOI: https://doi.org/10.1186/s13660-015-0691-7