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Bilevel minimax theorems for non-continuous set-valued mappings
Journal of Inequalities and Applications volume 2014, Article number: 182 (2014)
Abstract
We study new types for minimax theorems with a couple of set-valued mappings, and we propose several versions for minimax theorems in topological vector spaces setting. These problems arise naturally from some minimax theorems in the vector settings. Both the types of scalar minimax theorems and the set minimax theorems are discussed. Furthermore, we propose three versions of minimax theorems for the last type. Some examples are also proposed to illustrate our theorems.
MSC: 49J35, 58C06.
1 Introduction and preliminaries
Let X, Y be two nonempty sets in two Hausdorff topological vector spaces, respectively, Z be a Hausdorff topological vector space, a closed convex and pointed cone with apex at the origin and , this means that C is a closed set with nonempty interior and satisfies , ; ; and . The scalar bilevel minimax theorems stated as follows: given two set-valued mappings , under suitable conditions the following relation holds:
Given two mappings , the first version of bilevel minimax theorems stated that under suitable conditions the following relation holds:
The second version of bilevel minimax theorems stated that under suitable conditions the following relation holds:
The third version of bilevel minimax theorems stated that under suitable conditions the following relation holds:
The case of () and ()-() has been discussed in [1–3] for set-valued mapping and in [4] for vector-valued mapping, respectively. Scalar minimax theorems and set minimax theorems for non-continuous set-valued mappings were first proposed by Lin et al. [1]. These results can be compared with the recent existing results [2, 3]. In this paper, we establish bilevel minimax results with a couple of non-continuous set-valued mappings (Theorem 2.1 in Section 2, Theorems 3.1-3.3 in Section 3). These results might not hold for each individual non-continuous set-valued mapping since it always lack some conditions so that the existing minimax theorems are not applicable, such as Theorems 4.1-4.3 [1], Theorem 2.1 [2] or Proposition 2.1 [3].
We present some fundamental concepts which will be used in the sequel.
Let A be a nonempty subset of Z. A point is called a
-
(a)
minimal point of A if ; MinA denotes the set of all minimal points of A;
-
(b)
maximal point of A if ; MaxA denotes the set of all maximal points of A;
-
(c)
weakly minimal point of A if ; denotes the set of all weakly minimal points of A;
-
(d)
weakly maximal point of A if ; denotes the set of all weakly maximal points of A.
Following [2], we denote both Max and by max (both Min and by min) in ℝ since both Max and (both Min and ) are same in ℝ. We note that, for a nonempty compact set A, the both sets MaxA and MinA are nonempty. Furthermore, , , , and .
In the sequel we shall use the following geometric result.
Lemma 1.1 [5]
Let X, Y be nonempty convex subsets of two real Hausdorff topological spaces, respectively, be a subset such that
-
(a)
for each , the set is closed in X; and
-
(b)
for each , the set is convex or empty.
Suppose that there exist a subset B of A and a compact convex subset K of X such that B is closed in and
-
(c)
for each , the set is nonempty and convex.
Then there exists a point such that .
Definition 1.2 Let U, V be Hausdorff topological spaces. A set-valued map with nonempty values is said to be
-
(a)
lower semi-continuous at if for any net such that and any , there exists a net such that ;
-
(b)
upper semi-continuous at if for every and for every open set N containing , there exists a neighborhood M of such that ;
-
(c)
continuous at if F is upper semi-continuous as well as lower semi-continuous at .
We note that T is upper semi-continuous at and is compact, then for any net , , and for any net for each ν, there exist and a subnet such that . For more details, we refer the reader to [6, 7].
Let and . The Gerstewitz function is defined by
We present some fundamental properties of the scalarization function.
Let and . The Gerstewitz function has the following properties:
-
(a)
;
-
(b)
; and
-
(c)
is a continuous convex increasing and strictly increasing function.
We also need the following different kinds of cone-convexities for set-valued mappings.
Definition 1.4 [1]
Let X be a nonempty convex subset of a topological vector space. A set-valued mapping is said to be
-
(a)
above-C-convex (respectively, above-C-concave) on X if for all and all ,
-
(b)
above-naturally C-quasi-convex on X if for all and all ,
where coA denotes the convex hull of a set A;
Let , where is the set of all nonzero continuous linear functional on Z.
Proposition 1.2 Let A be a nonempty compact subset of Z, for any , we have and .
Proof exists since ξA is compact. There is such that . By the Proposition 3.14 of [1], we have . Thus, . Furthermore, for any , there exists such that . Thus, . □
By using a similar argument as in Proposition 1.2, we can deduce the following conclusion.
Proposition 1.3 Let A be a nonempty compact subset of Z, for any , we have and .
The following proposition can be derived from Definition 1.1 and Proposition 1.1, so we omit the proof.
Proposition 1.4 Suppose that is compact. For any given , and a Gerstewitz function . Then, for any , we have . Similarly, for any , we have .
We note that, if X is nonempty compact set and is upper semi-continuous with nonempty compact values, then Proposition 1.4 is also valid.
Proposition 1.5 If is above-naturally C-quasi-convex on X for each , and a Gerstewitz function , then is above-naturally -quasi-convex on X for each .
In the proof of Proposition 1.5, we need to use the monotonicity and positive homogeneous property of , and a similar technique of Proposition 3.13 [1], we leave the readers to prove it.
2 Scalar bilevel minimax theorems
We first establish the following scalar bilevel minimax theorem.
Theorem 2.1 Let X, Y be two nonempty compact convex subsets of real Hausdorff topological vector spaces, respectively. The set-valued mappings with such that the sets , and are compact for all , and they satisfy the following conditions:
-
(i)
is lower semi-continuous on X for each and is above--concave on Y for each ;
-
(ii)
is above-naturally -quasi-convex for each , and is lower semi-continuous on ; and
-
(iii)
for each , there is an such that
Then the relation () holds.
Proof For each , the compactness of implies the existence of . By the lower semi-continuity of G and Lemma 3.1 [9], the mapping is lower semi-continuous with nonempty compact values. By Lemma 3.2 [9], the mapping is upper semi-continuous function on Y. Since Y is nonempty and compact, the set is nonempty and compact. This implies that the maximal points of exist. Another similar argument to explain the left-hand side of () exists. Therefore, both sides of the relation () make sense.
For any given with . Define two sets by
and
Since for all , we have
The nonempty property of B can be deduced from the choice of t and (iii).
Choose any . There exist with and with . Then, for any , . By the above--concavity of F, we see that there is such that . Thus, , and hence is convex for each . Similarly, by the above-naturally -convexity of G, the set is convex for each . Furthermore, by the lower semi-continuity of G, we know that the set B is closed.
Since all conditions of Lemma 1.1 hold, by Lemma 1.1, there exists a point such that , that is, there exists a point such that
for all . Thus, we know that and the relation () is valid. □
We see that Theorem 2.1 includes the case as a special case. We state the following.
Corollary 2.1 Let X, Y be two nonempty compact convex subsets of real Hausdorff topological vector spaces, respectively. The set-valued mapping such that the sets , and are compact for all , and they satisfy the following conditions:
-
(i)
is above--concave on Y for each ;
-
(ii)
is above-naturally -quasi-convex for each , and is lower semi-continuous on ; and
-
(iii)
for each , there is an such that
Then we have the relation () with holds.
If, in additional, the mapping is upper semi-continuous with nonempty compact values on in Corollary 2.1, then we can easy see that the both sets and are compact. Hence we can deduce the following result due to Li et al. ([[3], Proposition 2.1]).
Corollary 2.2 Let X, Y be two nonempty compact convex subsets of real Hausdorff topological vector spaces, respectively. The set-valued mapping is continuous with nonempty compact values and satisfies the following conditions:
-
(i)
is above--concave on Y for each ;
-
(ii)
is above-naturally -quasi-convex for each ; and
-
(iii)
for each , there is an such that
Then we have the relation () with holds.
Throughout the rest of this paper, we assume that X, Y are two nonempty compact convex subsets of real Hausdorff topological vector spaces, respectively, and Z is a complete locally convex Hausdorff topological vector space.
3 The bilevel minimax theorems
In this section, we will present three versions of bilevel minimax theorems. As the following result illustrates, the relation () is true.
Theorem 3.1 Suppose that the set-valued mappings with for all , and they satisfy the following conditions:
-
(i)
the mapping is upper semi-continuous with nonempty compact values, the mapping is lower semi-continuous for each , and is above-C-concave on Y for each ;
-
(ii)
is above-naturally C-quasi-convex for each , is continuous with nonempty compact values on ;
-
(iii)
for each and for each , there is an such that
and
-
(iv)
for each ,
Then the relation () is valid.
Proof Let for all . From Lemma 2.4 [1] and Proposition 3.5 [1], the mapping is upper semi-continuous with nonempty compact values on X. Hence is compact, and so is . Then is closed convex set with nonempty interior. Suppose that . By separation theorem, there is a , and a nonzero continuous linear functional such that
for all and . From this we can see that and
for all . By Proposition 3.14 of [1], for any , there is a and with such that
Let us choose and in equation (1), we have
for all . Therefore,
From conditions (i)-(iii), applying Proposition 3.9 and Proposition 3.13 in [1], all conditions of Theorem 2.1 hold. Hence we have
Since Y is compact, there is a such that
Thus,
and hence
By (iv) and (2), we have
Hence, for every , we have
That is, the relation () is valid. □
Remark 3.1 We note that Theorem 3.1 includes the case as a special case, and it almost can be compared with Theorem 3.1 [2]. Neither F nor G is able to apply the theorems in [2, 3] to deduce the minimax properties since F is not continuous and G does not satisfy the conditions (iv)-(v) of Theorem 3.1 [2], ()-() of Theorem 3.1 [3] or ()-() of Theorem 3.2 [3].
We note that the relation () does not hold for any two mappings satisfy the condition for all , even though both of F and G are continuous set-valued mappings. For example, let and for all . Hence we propose the following example to illustrate the validity of Theorem 3.1.
Example 3.1 Let , , and . Define by
Define by
and
for all . We can see that for all , and conditions (i)-(ii) of Theorem 3.1 hold. We now claim that the condition (iii) of Theorem 3.1 is valid. Indeed, for each , since
for all , and
for all , we have
For each , we can choose such that the condition (iii) is valid. The reason so that the condition (iv) is valid can be explained as follows: for each , we see that
and
This implies that
and so the condition (iv) holds. Finally, from the observation of
the relation () is valid.
Corollary 3.1 Suppose that the set-valued mapping such that the following conditions are satisfied:
-
(i)
the mapping is continuous with nonempty compact values, and is above-C-concave on Y for each ;
-
(ii)
is above-naturally C-quasi-convex for each ;
-
(iii)
for each and for each , there is an such that
and
-
(iv)
for each ,
Then the relation () with is valid.
In the following result, we apply the Gerstewitz function to introduce the second version of bilevel minimax theorems, where and .
Theorem 3.2 Suppose that the set-valued mappings such that for all , and the following conditions are satisfied:
-
(i)
the mapping is upper semi-continuous with nonempty compact values, the mapping is lower semi-continuous for all ;
-
(ii)
is above-naturally C-quasi-convex on X for each , is continuous with nonempty compact values on ;
-
(iii)
given any Gerstewitz function with satisfies the following conditions:
(iiia) is above--concave for all ; and
(iiib) for each , there is an such that
-
(iv)
for each ,
Then the relation () is valid.
Proof Let be defined in the same way as in Theorem 3.1 for all . Using the same process in the proof of Theorem 3.1, we know that the set is nonempty and compact. For any , there is a Gerstewitz function with some such that
for all . Then, for each , there is and with such that
Choosing in equation (3), we have
for all . Therefore,
By Proposition 1.5 and combining conditions (i)-(iii), we know that all conditions of Theorem 2.1 hold, and by relation () we have
Since Y is compact, there is a such that
Thus,
and hence
If , then, by (iv), we have
which contradicts (4). Therefore, we can deduce the relation () is valid. □
The following example illustrates the validity of Theorem 3.2.
Example 3.2 Let , , and , for all . Then for all ,
and
We can easily see that the set-valued mappings F and G satisfy all of the continuities in the conditions (i) and (ii) of Theorem 3.2. Let , where and for all . Let and choose . By Corollary 2.4 [10], we have
for all . Then for all , and
and
for all .
We claim that the mapping is above--concave for each . Indeed, for each and , there exist such that
Then, for each ,
The last inequality holds by the facts that the mapping is a real-valued convex function and we take . Hence and the mapping is above--concave for each . The above-naturally C-quasi-convexity for the mapping , for each , can be deduced by a simple calculation, so we leave the proof to the readers.
Furthermore, the condition (iiib) holds since for each and any , we have , and hence . On the other hand, . Thus, the condition (iiib) is valid.
Since for each , we have
for each . This tells us that condition (iv) of Theorem 3.2 holds.
Therefore, all conditions of Theorem 3.2 hold, and the relation () is valid since
The third version of the bilevel minimax theorems is as follows. We remove the condition (iv) in Theorem 3.2 to deduce the relation ().
Theorem 3.3 Given any Gerstewitz function with
Under the framework of Theorem 3.2 except the condition (iv). Then the relation () is valid.
Proof For each , let be defined the same as in Theorem 3.1. For any ,
Then there is a Gerstewitz function with some such that
and
for all . Since is continuous, by the compactness of , for each , there exist and such that
By Proposition 3.14 [1], . Thus, for each , we have
or
From the conditions (i)-(iii) and according to similar arguments in Theorem 3.2, we know that all conditions of Theorem 2.1 hold for the mappings and . Hence, by Theorem 2.1, we have
Since X and Y are compact, there are , and such that
Applying Proposition 3.14 in [1], we have . If , we have . If , we have , and hence . Therefore, . Thus, in any case, we have . This implies that the relation () is valid. □
We illustrate Theorem 3.3 by the following example.
Example 3.3 Let X, Y, F, G, C, Z, , , Γ be given the same as in Example 3.2. Then for all and
Let and choose . By Corollary 2.4 [10], we have
for all . Then
for all , and
and
for all .
By a similar discussion in Example 3.2, we know that the mapping is above--concave for each , the mapping is above-naturally C-quasi-convex for each and the condition (iiib) is valid.
Therefore, all conditions of Theorem 3.3 hold, and the relation () is valid since
Remark 3.2 We note that Theorems 3.2-3.3 include the case as a special case.
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Acknowledgements
This work was supported by ‘Department of Occupational Safety and Health, College of Public Health, China Medical University, Taiwan’ that are gratefully acknowledged. The author would like to thank the editor and the reviewers for their valuable comments and suggestions to improve this paper.
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Lin, YC. Bilevel minimax theorems for non-continuous set-valued mappings. J Inequal Appl 2014, 182 (2014). https://doi.org/10.1186/1029-242X-2014-182
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DOI: https://doi.org/10.1186/1029-242X-2014-182